Month: January 2019

In the last five years,over 22,000 fraud tips have been filed with the Securities and Exchange Commission (SEC). The tips are meant to help SEC combat immaterial violations. Whistleblowers have the opportunity to be eligible for an SEC award. Considering the bulkiness of the tips,SEC is not able to comprehensively examine all of them. So,they set a few rules for shortlisting the tipsters. Observing the SEC whistleblower rules is key to becoming a great tipster. Here are the top 5 rules to start with:

1. Decide if Your Really Want to Be an SEC Whistleblower

Before anything,you have to decide if you are really ready for the whistleblowing experience. It can be lonely and expensive. There is also the chance that you may not win the award. You have to take everything into consideration. This is best done in conjunction with a-.

2. Look for Original Insights

You can’t win the SEC award just by basing your insights on hearsay. The tips have to be credible and original. According to SEC,original insights are what you get from independent sources.

3. Investigate First

Before you record your SEC tips,you have to investigate them first. You have to examine their credibility. You may have to talk to a few expert lawyers about it.

4. Simplify Your Submission

As aforementioned,SEC doesn’t have enough time to go through all the submitted tips. So,you have to be brief but clear in your submission.

5. Make an Internal Report

Lastly,you are advised to make an internal report before submitting your tips to SEC. This is meant to appreciate the importance of internal compliance.

Bottom-line

Generally,observing the above SEC whistleblower rules is integral in becoming a credible tipster for the commission,so work with a -. Put them into practice to stand a chance of winning the coveted monetary award.

There are several types of warrants that can be issued against a person. The most common however,are bench warrants and criminal warrants. The former can be issued against someone who is required to appear before the court,but fails to turn up. This can be a suspect who is out on bail or someone who has promised the court,through their- that they will appear in court on the date set for the hearings.

A criminal warrant is normally obtained by law enforcement officers to facilitate the legal arrest of suspects in criminal cases. For instance,if police have good reason to believe that you committed a given crime,but they cannot find you,they will obtain a criminal warrant for your arrest from a judge. Knowing what to do when there’s a warrant for your arrest is crucial. After all,you do not want to be arrested and placed in custody as you await your trial.

What to Do when There’s a Warrant for Your Arrest

The first thing you need to do when there is a bench warrant or criminal warrant for your arrest is to hire a reputable- to represent you. After that,your lawyer will approach the law enforcement agency searching for you and negotiate with them the terms of your surrender. The lawyer will then help you turn yourself in. If you are found guilty of the offense,the jury and judge will take into consideration the fact that you surrendered and give you the minimum sentence.

In case of a bench warrant,your lawyer will appear before the court and ask for more time. Your- can also request the court to allow you to remain free as you wait for the next court hearing date. Obviously,the lawyer will have to provide evidence to justify why you missed the hearing in the first place. If convinced,the judge will allow you to voluntarily appear in court on the next scheduled date for the hearing.